Sima Qian (c.145 BC – c.86 BC) was a Chinese historian during the early Han dynasty. He is considered the father of Chinese historiography for the Shiji (sometimes translated into English as Records of the Grand Historian), a general history of China covering more than two thousand years from the rise of the legendary Yellow Emperor and formation of the first Chinese polity to the reign of Emperor Wu of Han, during which Sima wrote. As the first universal history of the world as it was known to the ancient Chinese, the Shiji served as a model for official histories for subsequent dynasties across the Sinosphere until the 20th century.[1]

Sima Qian's father, Sima Tan, first conceived of the ambitious project of writing a complete history of China, but had completed only some preparatory sketches at the time of his death. After inheriting his father's position as court historian in the imperial court, he was determined to fulfill his father's dying wish of composing and putting together this epic work of history.

However, in 99 BC, he would fall victim to the Li Ling affair for speaking out in defense of the general, who was blamed for an unsuccessful campaign against the Xiongnu. Given the choice of being executed or castrated, he chose the latter in order to finish his historical work. Although he is universally remembered for the Records, surviving works indicate that he was also a gifted poet and prose writer, and he was instrumental in the creation of the Taichu calendar, which was officially promulgated in 104 BC.

Sima was acutely aware of the importance of his work to posterity and its relationship to his own personal suffering. In the postface of the Records, he implicitly compared his universal history of China to the classics of his day, the Guoyu by Zuo Qiuming, "Li Sao" by Qu Yuan, and the Art of War by Sun Bin, pointing out that their authors all suffered great personal misfortunes before their lasting monumental works could come to fruition. Sima Qian is also depicted in the Wu Shuang Pu by Jin Guliang.

Early life and education

Sima Qian was born at Xiayang in Zuopingyi (near present-day Hancheng, Shaanxi). He was probably born around 145 BC, although some sources say he was born about 135 BC.[2] Around 136 BC, his father Sima Tan was appointed to the position of "grand historian" (tàishǐ 太史, alternatively "grand scribe" or "grand astrologer") at the imperial court.[3] The grand historian was a relatively low-ranking official whose main duty was to formulate the yearly calendar, identifying which days were ritually auspicious or inauspicious, and present it to the emperor prior to the new year.[4] His other duties included traveling with the emperor for important rituals and recording daily events both at the court and around the country.[5] By his account, by the age of ten Sima was able to "read the old writings" and was considered to be a promising scholar. Sima grew up in a Confucian environment, and Sima always regarded his historical work as an act of Confucian filial piety.[5]

In 126 BC, around the age of 20, Sima Qian began an extensive tour around China as it existed in the Han dynasty.[4] He started his journey from the imperial capital, Chang'an (modern Xi'an), then went south across the Yangtze to Changsha Kingdom (modern Hunan), where he visited the Miluo River site where the Warring States–era poet Qu Yuan was traditionally said to have drowned himself.[4] He then went to seek the burial place of the legendary rulers Yu the Great on Mount Xianglu and Shun in the Jiuyi Mountains (modern Ningyuan County, Hunan).[4][6] He then went north to Huaiyin (modern Huai'an, Jiangsu) to see the grave of Han dynasty general Han Xin, then continued north to Qufu, the hometown of Confucius, where he studied ritual and other traditional subjects.[4]

As Han court official

Portrait of Sima Qian (National Palace Museum)

After his travels, Sima was chosen to be a Palace Attendant in the government, whose duties were to inspect different parts of the country with Emperor Wu in 122 BC.[1] Sima married young and had one daughter.[1] In 110 BC, at the age of 35, Sima Qian was sent westward on a military expedition against some "barbarian" tribes. That year, his father fell ill due to the distress of not being invited to attend the Imperial Feng Sacrifice. Suspecting that his time was running out, he summoned his son back home to take over the historical work he had begun. Sima Tan wanted to follow the Spring and Autumn Annals, the first chronicle in the history of Chinese literature.

It appears that Sima Tan was only able to put together an outline of the work before he died. The postface of the completed Shiji, there is a short essay on the six philosophical schools that is explicitly attributed to Sima Tan. Otherwise, there are only fragments of the Shiji that are speculated to be authored by Sima Tan or based on his notes. Fueled by his father's inspiration, Sima Qian spent much of the subsequent decade authoring and compiling the Shiji (sometimes translated into English as Records of the Grand Historian) and completed it before 91 BC, probably around 94 BC. Three years after the death of his father, Sima Qian assumed his father's previous position as taishi. In 105 BC, Sima was among the scholars chosen to reform the calendar. As a senior imperial official, Sima was also in the position to offer counsel to the emperor on general affairs of state.

Li Ling affair

A Ming period (1368–1644) portrait of Sima Qian

In 99 BC, Sima became embroiled in the Li Ling affair, where Li Ling and Li Guangli, two military officers who led a campaign against the Xiongnu in the north, were defeated and taken captive. Emperor Wu attributed the defeat to Li Ling, with all government officials subsequently condemning him for it. Sima was the only person to defend Li Ling, who had never been his friend but whom he respected. Emperor Wu interpreted Sima's defence of Li as an attack on his brother-in-law, Li Guangli, who had also fought against the Xiongnu without much success, and sentenced Sima to death. At that time, execution could be commuted either by money or castration. Since Sima did not have enough money to atone for his "crime", he chose the latter and was then thrown into prison, where he endured three years. He described his pain thus: "When you see the jailer you abjectly touch the ground with your forehead. At the mere sight of his underlings you are seized with terror ... Such ignominy can never be wiped away." Sima called his castration "the worst of all punishments".[5]

In 96 BC, on his release from prison, Sima chose to live on as a palace eunuch to complete his histories, rather than commit suicide as was expected of a gentleman-scholar who had been disgraced by being castrated.[1] As Sima Qian himself explained in his Letter to Ren An:

Sima Qian, "Letter to Ren An" (96 BC; Burton Watson, trans.)[7]